GUG

Guggenheim Active Allocation Fund

Price Chart

Latest Quote

$13.85

+0.02 (+0.14%)

Current Price

Previous Close	$13.83
Open	$13.78
Day High	$13.89
Day Low	$13.72
Volume	33,443

Fetched: 2026-10-27T16:24:23

Stock Information

Quarterly Dividend / Yield	$1.43 / 10.30%
Shares Outstanding	32.98M
Quarterly Dividend Yield	10.30%
Quarterly Dividend	$1.43
Sector	Financial Services
Industry	Asset Management
Market Cap	$456.77M
P/E Ratio	8.39
EPS (TTM)	$1.65
Exchange	NYQ

📊 Comprehensive Analysis

Company Data

Financial Ratios

Returns & Margins

Ownership

Institutional Ownership	34.82%
Insider & Institutional transactions data not available

Valuation Ratios

Analyst Data

Recommendation

none

Technical Indicators

SMA20	$13.78
SMA50	$14.28
SMA200	$14.83
RSI	53.71
ATR	0.1765

Short Ratio	0.22
Rel Volume	0.28

Performance History

Week	+0.65%
Month	+1.10%
Quarter	-7.33%
6 Months	-7.01%
YTD	-2.41%
Year	-3.70%
3 Years	+43.44%
10 Years	+8.94%

Stock Score: ⭐ Premium

Based on debt, profitability, growth, and cash flow metrics

⭐ Premium Feature

Recent Price History

Date	Close	Volume
2026-10-27	$13.85	33,443
2026-10-26	$13.83	85,700
2026-10-23	$13.75	75,400
2026-10-22	$13.88	93,200
2026-10-21	$13.83	74,800
2026-10-20	$13.76	123,600
2026-10-19	$13.75	85,600
2026-10-16	$13.69	76,700
2026-10-15	$13.77	107,600
2026-10-14	$13.54	170,000
2026-10-13	$13.82	71,000
2026-10-12	$13.79	63,300
2026-10-09	$13.86	70,300
2026-10-08	$13.75	136,800
2026-10-07	$13.76	111,300
2026-10-06	$13.83	167,800
2026-10-05	$13.59	178,300
2026-10-02	$13.78	244,100
2026-10-01	$13.82	230,900
2026-09-30	$14.03	219,600
2026-09-29	$14.02	176,500
2026-09-28	$13.70	175,300

📰 Latest News

No news articles available at the moment. Check back later for updates on GUG.

Period:

Income Statement (Annual)

Metric	2026-05-31	2025-05-31	2024-05-31	2023-05-31
Revenue
Total Revenue	$55,222,273	$46,971,070	$70,155,555	$-6,129,302
Operating Revenue	$55,222,273	$46,971,070	$70,155,555	$-6,129,302
Expenses
Interest Expense	$7,723,027	$10,625,236	$8,657,782	$8,265,023
Operating Expense	$755,471	$1,028,748	$930,681	$987,169
Other Operating Expenses	$16,973	$3,390	$-20,593	$-20,052
General And Administrative Expense	$738,498	$1,025,358	$951,274	$1,007,221
Income & Earnings
Net Income From Continuing Operation Net Minority Interest	$54,466,802	$45,942,322	$69,224,874	$-7,116,471
Net Interest Income	$41,487,962	$42,667,225	$39,350,310	$32,515,566
Interest Income	$49,210,989	$53,292,461	$48,008,092	$40,780,589
Normalized Income	$54,466,802	$45,942,322	$69,224,874	$-7,116,471
Net Income From Continuing And Discontinued Operation	$54,466,802	$45,942,322	$69,224,874	$-7,116,471
Net Income Common Stockholders	$54,466,802	$45,942,322	$69,224,874	$-7,116,471
Net Income	$54,466,802	$45,942,322	$69,224,874	$-7,116,471
Net Income Including Noncontrolling Interests	$54,466,802	$45,942,322	$69,224,874	$-7,116,471
Net Income Continuous Operations	$54,466,802	$45,942,322	$69,224,874	$-7,116,471
Pretax Income	$54,466,802	$45,942,322	$69,224,874	$-7,116,471
Per Share
Diluted EPS	-	$1.40	$2.11	$-0.21
Basic EPS	-	$1.40	$2.11	$-0.21
Other
Tax Effect Of Unusual Items	$0	$0	$0	$0
Tax Rate For Calcs	$0	$0	$0	$0
Diluted Average Shares	$33,010,183	$32,815,944	$32,807,997	$33,887,957
Diluted NI Availto Com Stockholders	$54,466,802	$45,942,322	$69,224,874	$-7,116,471
Gain On Sale Of Security	$6,146,925	$-10,473,259	$-13,501,491	$-1,043,330
Selling General And Administration	$738,498	$1,025,358	$951,274	$1,007,221
Basic Average Shares	-	$32,815,944	$32,807,997	$33,887,957

Fetched: 2026-10-25

Balance Sheet (Annual)

Metric	2026-05-31	2025-05-31	2024-05-31	2023-05-31
Assets
Net Tangible Assets	$549,865,935	$542,389,320	$543,443,616	$521,215,360
Total Assets	$896,871,049	$783,574,954	$730,569,069	$723,331,805
Investmentin Financial Assets	$794,165,049	$753,522,417	$718,009,879	$713,567,900
Financial Assets Designatedas Fair Value Through Profitor Loss Total	$782,890,853	$753,318,985	$717,374,690	$711,154,446
Prepaid Assets	$4,076	$1,898	$10,766	$12,939
Receivables	$101,787,867	$26,833,217	$9,712,763	$8,349,846
Taxes Receivable	$18,712	$5,977	-	$468
Cash And Cash Equivalents	$658,826	$519,082	$177,505	$437,351
Cash Financial	$658,826	$519,082	$177,505	$437,351
Cash Cash Equivalents And Federal Funds Sold	$895,345	$3,211,445	$2,835,661	$1,400,652
Debt
Net Debt	$175,670,789	$181,951,237	$166,243,772	$196,072,524
Total Debt	$176,329,615	$182,470,319	$166,421,277	$196,509,875
Long Term Debt And Capital Lease Obligation	$176,329,615	$182,470,319	$166,421,277	$196,509,875
Liabilities
Total Liabilities Net Minority Interest	$347,005,114	$241,185,634	$187,125,453	$202,116,445
Derivative Product Liabilities	$1,739,446	$2,844,574	$245,369	$2,290,672
Payables	$168,871,020	$55,586,211	$20,333,342	$2,937,489
Other Payable	$919,946	$4,279,244	$2,587,513	$1,788,116
Accounts Payable	$167,951,074	$51,306,967	$17,745,829	$1,149,373
Equity
Common Stock Equity	$549,865,935	$542,389,320	$543,443,616	$521,215,360
Total Equity Gross Minority Interest	$549,865,935	$542,389,320	$543,443,616	$521,215,360
Stockholders Equity	$549,865,935	$542,389,320	$543,443,616	$521,215,360
Retained Earnings	$-50,825,469	$-72,954,174	$-88,331,452	$-127,714,419
Other
Ordinary Shares Number	$32,980,083	$32,980,083	$32,980,083	$32,980,083
Share Issued	$32,980,083	$32,980,083	$32,980,083	$32,980,083
Tangible Book Value	$549,865,935	$542,389,320	$543,443,616	$521,215,360
Invested Capital	$726,195,550	$724,859,639	$709,864,893	$717,725,235
Total Capitalization	$726,195,550	$724,859,639	$709,864,893	$717,725,235
Additional Paid In Capital	$600,361,603	$615,013,693	$631,445,267	$648,599,978
Capital Stock	$329,801	$329,801	$329,801	$329,801
Common Stock	$329,801	$329,801	$329,801	$329,801
Investments And Advances	$794,165,049	$753,522,417	$718,009,879	$713,567,900

Fetched: 2026-10-25

Cash Flow Statement (Annual)

Metric	2026-05-31	2025-05-31	2024-05-31	2023-05-31
Free Cash Flow
Free Cash Flow	$50,775,462	$31,352,928	$78,558,820	$99,586,854
Operating Activities
Operating Cash Flow	$50,775,462	$31,352,928	$78,558,820	$99,586,854
Financing Activities
Financing Cash Flow	$-53,090,337	$-30,977,144	$-77,123,811	$-98,613,222
Net Other Financing Charges	$6,431	$0	$0	$5,119
Cash Dividends Paid	$-46,996,618	$-46,996,618	$-46,996,618	$-46,996,618
Common Stock Dividend Paid	$-46,996,618	$-46,996,618	$-46,996,618	$-46,996,618
Dividend Received Cfo	-	-	-	$1,084
Other
Repayment Of Debt	$-885,342,307	$-1,321,208,814	$-923,386,768	$-645,129,456
Issuance Of Debt	$879,242,157	$1,337,228,288	$893,259,575	$593,507,733
End Cash Position	$895,345	$3,211,445	$2,835,661	$1,400,652
Beginning Cash Position	$3,211,445	$2,835,661	$1,400,652	$427,020
Effect Of Exchange Rate Changes	$-1,225	-	-	-
Changes In Cash	$-2,314,875	$375,784	$1,435,009	$973,632
Net Issuance Payments Of Debt	$-6,100,150	$16,019,474	$-30,127,193	$-51,621,723
Net Long Term Debt Issuance	$-6,100,150	$16,019,474	$-30,127,193	$-51,621,723
Long Term Debt Payments	$-885,342,307	$-1,321,208,814	$-923,386,768	$-645,129,456
Long Term Debt Issuance	$879,242,157	$1,337,228,288	$893,259,575	$593,507,733
Change In Working Capital	$32,146,599	$18,446,852	$17,405,785	$17,176,016
Change In Other Current Liabilities	$-599,351	$311,711	$1,370,109	$482,910
Change In Other Current Assets	$104,773	$-165	$99	$511,469
Change In Payable	$113,494,694	$35,252,869	$17,395,853	$-3,589,419
Change In Prepaid Assets	$-2,178	$8,868	$2,173	$2,091
Change In Receivables	$-80,851,339	$-17,126,431	$-1,362,449	$19,768,965
Other Non Cash Items	$-1,704,590	$-2,329,654	$-2,031,712	$-905,289
Gain Loss On Investment Securities	$-33,536,152	$-30,339,647	$-2,262,188	$91,130,522
Net Income From Continuing Operations	$54,466,802	$45,942,322	$69,224,874	$-7,116,471

Fetched: 2026-10-25